All too many years ago, while I was still a psychology
graduate student, I ran an experiment to assess how well meditation might work
as an antidote to stress. My professors were skeptical, my measures were weak,
and my subjects were mainly college sophomores. Not surprisingly, my results
were inconclusive.
But today I feel vindicated.
To be sure, over the years there have been scores of
studies that have looked at meditation, some suggesting its powers to alleviate
the adverse effects of stress. But only last month did what I see as a
definitive study confirm my once-shaky hypothesis, by revealing the brain
mechanism that may account for meditation's singular ability to
soothe.
The data has emerged as one of many experimental fruits of
an unlikely research collaboration: the Dalai Lama, the Tibetan religious and
political leader in exile, and some of top psychologists and neuroscientists
from the United States. The scientists met with the Dalai Lama for five days in
Dharamsala, India, in March 2000, to discuss how people might better control
their destructive emotions.
One of my personal heroes in this rapprochement between
modern science and ancient wisdom is Dr. Richard Davidson, director of the
Laboratory for Affective Neuroscience at the University of Wisconsin. Dr.
Davidson, in recent research using functional M.R.I. and advanced EEG analysis,
has identified an index for the brain's set point for moods.
The functional M.R.I. images reveal that when people are
emotionally distressed - anxious, angry, depressed - the most active sites in
the brain are circuitry converging on the amygdala, part of the brain's
emotional centers, and the right prefrontal cortex, a brain region important for
the hypervigilance typical of people under stress.
By contrast, when people are in positive moods - upbeat,
enthusiastic and energized - those sites are quiet, with the heightened activity
in the left prefrontal cortex.
Indeed, Dr. Davidson has discovered what he believes is a
quick way to index a person's typical mood range, by reading the baseline levels
of activity in these right and left prefrontal areas. That ratio predicts daily
moods with surprising accuracy. The more the ratio tilts to the right, the more
unhappy or distressed a person tends to be, while the more activity to the left,
the more happy and enthusiastic.
By taking readings on hundreds of people, Dr. Davidson has
established a bell curve distribution, with most people in the middle, having a
mix of good and bad moods. Those relatively few people who are farthest to the
right are most likely to have a clinical depression or anxiety disorder over the
course of their lives. For those lucky few farthest to the left, troubling moods
are rare and recovery from them is rapid.
This may explain other kinds of data suggesting a
biologically determined set point for our emotional range. One finding, for
instance, shows that both for people lucky enough to win a lottery and those
unlucky souls who become paraplegic from an accident, by a year or so after the
events their daily moods are about the same as before the momentous occurrences,
indicating that the emotional set point changes little, if at all.
By chance, Dr. Davidson had the opportunity to test the
left-right ratio on a senior Tibetan lama, who turned out to have the most
extreme value to the left of the 175 people measured to that point.
Dr. Davidson reported that remarkable finding during the
meeting between the Dalai Lama and the scientists in India. But the finding,
while intriguing, raised more questions than it answered.
Was it just a quirk, or a trait common among those who
become monks? Or was there something about the training of lamas - the Tibetan
Buddhist equivalent of a priest or spiritual teacher - that might nudge a set
point into the range for perpetual happiness? And if so, the Dalai Lama
wondered, can it be taken out of the religious context to be shared for the
benefit of all?
A tentative answer to that last question has come from a
study that Dr. Davidson did in collaboration with Dr. Jon Kabat-Zinn, founder of
the Mindfulness-Based Stress Reduction Clinic at the University of Massachusetts
Medical School in Worcester.
That clinic teaches mindfulness to patients with chronic
diseases of all kinds, to help them better handle their symptoms. In an article
accepted for publication in the peer-reviewed journal Psychosomatic Medicine,
Drs. Davidson and Kabat-Zinn report the effects of training in mindfulness
meditation, a method extracted from its Buddhist origins and now widely taught
to patients in hospitals and clinics throughout the United States and many other
countries.
Dr. Kabat-Zinn taught mindfulness to workers in a
high-pressure biotech business for roughly three hours a week over two months. A
comparison group of volunteers from the company received the training later,
though they, like the participants, were tested before and after training by Dr.
Davidson and his colleagues.
The results bode well for beginners, who will never put in
the training time routine for lamas. Before the mindfulness training, the
workers were on average tipped toward the right in the ratio for the emotional
set point. At the same time, they complained of feeling highly stressed. After
the training, however, on average their emotions ratio shifted leftward, toward
the positive zone. Simultaneously, their moods improved; they reported feeling
engaged again in their work, more energized and less anxious.
In short, the results suggest that the emotion set point
can shift, given the proper training. In mindfulness, people learn to monitor
their moods and thoughts and drop those that might spin them toward distress.
Dr. Davidson hypothesizes that it may strengthen an array of neurons in the left
prefrontal cortex that inhibits the messages from the amygdala that drive
disturbing emotions.
Another benefit for the workers, Dr. Davidson reported,
was that mindfulness seemed to improve the robustness of their immune systems,
as gauged by the amount of flu antibodies in their blood after receiving a flu
shot.
According to Dr. Davidson, other studies suggest that if
people in two experimental groups are exposed to the flu virus, those who have
learned the mindfulness technique will experience less severe symptoms. The
greater the leftward shift in the emotional set point, the larger the increase
in the immune measure.
The mindfulness training focuses on learning to monitor
the continuing sensations and thoughts more closely, both in sitting meditation
and in activities like yoga exercises.
Now, with the Dalai Lama's blessing, a trickle of highly
trained lamas have come to be studied. All of them have spent at least three
years in solitary meditative retreat. That amount of practice puts them in a
range found among masters of other domains, like Olympic divers and concert
violinists.
What difference such intense mind training may make for
human abilities has been suggested by preliminary findings from other
laboratories. Some of the more tantalizing data come from the work of another
scientist, Dr. Paul Ekman, director of the Human Interaction Laboratory at the
University of California at San Francisco, which studies the facial expression
of emotions.
Dr. Ekman also participated in the five days of dialogue
with the Dalai Lama. Dr. Ekman has developed a measure of how well a person can
read another's moods as telegraphed in rapid, slight changes in facial
muscles.
As Dr. Ekman describes in "Emotions Revealed," to be
published by Times Books in April, these microexpressions - ultrarapid facial
actions, some lasting as little as one-twentieth of a second - lay bare our most
naked feelings.
We are not aware we are making them; they cross our faces
spontaneously and involuntarily, and so reveal for those who can read them our
emotion of the moment, utterly uncensored.
Perhaps luckily, there is a catch: almost no one can read
these moments.
Though Dr. Ekman's book explains how people can learn to
detect these expressions in just hours with proper training, his testing shows
that most people - including judges, the police and psychotherapists - are
ordinarily no better at reading microexpressions than someone making random
guesses.
Yet when Dr. Ekman brought into the laboratory two Tibetan
practitioners, one scored perfectly on reading three of six emotions tested for,
and the other scored perfectly on four. And an American teacher of Buddhist
meditation got a perfect score on all six, considered quite rare. Normally, a
random guess will produce one correct answer in six.
Such findings, along with urgings from the Dalai Lama,
inspired Dr. Ekman to design a program called "Cultivating Emotional Balance,"
which combines methods extracted from Buddhism, like mindfulness, with
synergistic training from modern psychology, like reading microexpressions, and
seeks to help people better manage their emotions and relationships. A pilot of
the project began last month with elementary school teachers in the San
Francisco Bay area, under the direction of Dr. Margaret Kemeny, a professor of
behavioral medicine at the University of California at San Francisco. She hopes
to replicate Dr. Davidson's immune system findings on mindfulness, as well as
adding other measures of emotional and social skill, in a controlled trial with
120 nurses and teachers.
Finally, the scientific momentum of these initial forays
has intrigued other investigators. Under the auspices of the Mind and Life
Institute, which organizes the series of continuing meetings between the Dalai
Lama and scientists, there will be a round at the Massachusetts Institute of
Technology on Sept. 13 and 14. This time the Dalai Lama will meet with an
expanded group of researchers to discuss further research
possibilities.
Though open to the public, half the seats will be reserved
for graduate students and academic researchers. (More information is at www.InvestigatingTheMind.org.)
As for me, I am taking all this to heart. An on-again,
off-again meditator since my college days, I have become decidedly on again.
Next month, my wife and I are heading to a warm spot for two or three weeks of
meditation retreat. I may never catch up with that sublime lama, but I will
enjoy trying.